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	Carrie F. Bekker Executive Portfolio Read Attachments Carrie_Bekker_Executive_Portfolio_5_15_19.pdf	Carrie F. Rinehart-Bekker	May 19, 2019	May 19, 2019		alternative trading systems, AML, annuities, ASEAN, ATS, blockchain, Blue Sky, broker/dealers, BSA, Caribbean, commodities, Compliance, compliance programs, contracts, corporate, crypto, cyber, due diligence, EMEA, FinCEN, FINRA, fintech, hedge funds, international, investment advisers, IPOs, legal, licensing, M&A, MSB, mutual funds, NYSE, offering documents, offshore, privacy, private placements, prospectuses, registration, RegTech, risk management, SEC, Securities, state, tech implementation, trading exchanges, training, USA PATRIOT Act, variable insurance products, written policies and procedures
	BCCP Client Services Portfolio Read Attachments BCCP_Client_Services_Portfolio_5_13_19.pdf	Carrie F. Rinehart-Bekker	May 19, 2019	May 19, 2019		alternative trading systems, AML, ATS, bitcoin, blockchain, BSA, Compliance, consulting, crypto, FinCEN, FINRA, fintech, ICOs, licensing, MSB, registration, risk management, SEC, smart contracts, state, training
	Cargo Preference Blockchain Compliance and Marine Accountability Platform The Department of Transportation Maritime Administration’s Office of Cargo and Commercial Sealift is responsible for monitoring and assuring compliance wit he Cargo Preference Laws of… Read Attachments Blockchain-Platform-11120018-FULL.pdf	Anthony Shuler	November 20, 2018	November 20, 2018		Cargo, Compliance, government, Mariners, Maritime, Shipping, Transportation
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