|Has attachment||Title||Author||Created||Last Edited||Group||Tags|
Carrie F. Bekker Executive Portfolio
||Carrie F. Rinehart-Bekker||May 19, 2019||May 19, 2019||alternative trading systems, AML, annuities, ASEAN, ATS, blockchain, Blue Sky, broker/dealers, BSA, Caribbean, commodities, Compliance, compliance programs, contracts, corporate, crypto, cyber, due diligence, EMEA, FinCEN, FINRA, fintech, hedge funds, international, investment advisers, IPOs, legal, licensing, M&A, MSB, mutual funds, NYSE, offering documents, offshore, privacy, private placements, prospectuses, registration, RegTech, risk management, SEC, Securities, state, tech implementation, trading exchanges, training, USA PATRIOT Act, variable insurance products, written policies and procedures|
BCCP Client Services Portfolio
||Carrie F. Rinehart-Bekker||May 19, 2019||May 19, 2019||alternative trading systems, AML, ATS, bitcoin, blockchain, BSA, Compliance, consulting, crypto, FinCEN, FINRA, fintech, ICOs, licensing, MSB, registration, risk management, SEC, smart contracts, state, training|
Cargo Preference Blockchain Compliance and Marine Accountability Platform
The Department of Transportation Maritime Administration’s Office of Cargo and Commercial Sealift is responsible for monitoring and assuring compliance wit he Cargo Preference Laws of…
|Anthony Shuler||November 20, 2018||November 20, 2018||Cargo, Compliance, government, Mariners, Maritime, Shipping, Transportation|
There are no docs for this view.
There was a problem reporting this post.
Please confirm you want to block this member.
You will no longer be able to:
Please note: This action will also remove this member from your connections and send a report to the site admin. Please allow a few minutes for this process to complete.