|Has attachment||Title||Vendor||Created||Last Edited||Group||Tags|
BMM Series Training requirement drafting Inputs
Training requirements: Audience: Solution Developer Acquisition Assessor Learning Goals: Introduction Overview – (including Assumptions) Model Requirements Implementation Road Map Assessment Methodology Potential risks of implementation,…
|Meiyappan Masilamani||May 6, 2022||May 6, 2022||BMM, draft, training|
Carrie F. Bekker Executive Portfolio
||Carrie F. Rinehart-Bekker||May 19, 2019||May 19, 2019||alternative trading systems, AML, annuities, ASEAN, ATS, blockchain, Blue Sky, broker/dealers, BSA, Caribbean, commodities, Compliance, compliance programs, contracts, corporate, crypto, cyber, due diligence, EMEA, FinCEN, FINRA, fintech, hedge funds, international, investment advisers, IPOs, legal, licensing, M&A, MSB, mutual funds, NYSE, offering documents, offshore, privacy, private placements, prospectuses, registration, RegTech, risk management, SEC, Securities, state, tech implementation, trading exchanges, training, USA PATRIOT Act, variable insurance products, written policies and procedures|
BCCP Client Services Portfolio
|Carrie F. Rinehart-Bekker||May 19, 2019||May 19, 2019||alternative trading systems, AML, ATS, bitcoin, blockchain, BSA, Compliance, consulting, crypto, FinCEN, FINRA, fintech, ICOs, licensing, MSB, registration, risk management, SEC, smart contracts, state, training|
There are no docs for this view.
There was a problem reporting this post.
Please confirm you want to block this member.
You will no longer be able to:
Please note: This action will also remove this member from your connections and send a report to the site admin. Please allow a few minutes for this process to complete.