BCCP Client Services Portfolio
Carrie F. Rinehart-Bekker
May 19, 2019
May 19, 2019
alternative trading systems , AML , ATS , bitcoin , blockchain , BSA , Compliance , consulting , crypto , FinCEN , FINRA , fintech , ICOs , licensing , MSB , registration , risk management , SEC , smart contracts , state , training
BMM Series Training requirement drafting Inputs
Training requirements: Audience: Solution Developer Acquisition Assessor Learning Goals: Introduction Overview – (including Assumptions) Model Requirements Implementation Road Map Assessment Methodology Potential risks of implementation,…
Meiyappan Masilamani
May 6, 2022
May 6, 2022
BMM , draft , training
Carrie F. Bekker Executive Portfolio
Carrie F. Rinehart-Bekker
May 19, 2019
May 19, 2019
alternative trading systems , AML , annuities , ASEAN , ATS , blockchain , Blue Sky , broker/dealers , BSA , Caribbean , commodities , Compliance , compliance programs , contracts , corporate , crypto , cyber , due diligence , EMEA , FinCEN , FINRA , fintech , hedge funds , international , investment advisers , IPOs , legal , licensing , M&A , MSB , mutual funds , NYSE , offering documents , offshore , privacy , private placements , prospectuses , registration , RegTech , risk management , SEC , Securities , state , tech implementation , trading exchanges , training , USA PATRIOT Act , variable insurance products , written policies and procedures
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