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Working Group Standards

The following standards are being proposed in January for review and approval by the advisory committees and if approved, will be adopted in February. Qualifications…

Gerard January 4, 2019 August 29, 2019
James McDowell Bio

James McDowell is a Senior Securities Analyst with the Alabama Securities Commission (ASC) where he assists his expert colleagues with protecting investors from securities fraud…

James McDowell May 8, 2019 August 1, 2019
GoLedger Institutional

GoLedger is a company that specializes in developing Private and Permissible Blockchains on demand. We creating enterprise, regulatory and government-specific systems with unique features that…

Otavio Soares July 30, 2019 July 30, 2019
Project Charter: Multi-state and International Secure Cryptocurrency Payment Consortium – MISCPC

Project Name: Multi-state and International Secure Cryptocurrency Payment Consortium – MISCPC Why All over the United States, state, local, and federal governments are implementing or…

Gerard June 6, 2019 June 6, 2019
Working Group 2019 Timeline

Hello, Working Group!   Please see the attached 2019 timeline for big picture projects and working group information.   Also, we will tentatively plan on…

James McDowell May 29, 2019 June 5, 2019
Carrie F. Bekker Executive Portfolio
Carrie F. Rinehart-Bekker May 19, 2019 May 19, 2019 alternative trading systems, AML, annuities, ASEAN, ATS, blockchain, Blue Sky, broker/dealers, BSA, Caribbean, commodities, Compliance, compliance programs, contracts, corporate, crypto, cyber, due diligence, EMEA, FinCEN, FINRA, fintech, hedge funds, international, investment advisers, IPOs, legal, licensing, M&A, MSB, mutual funds, NYSE, offering documents, offshore, privacy, private placements, prospectuses, registration, RegTech, risk management, SEC, Securities, state, tech implementation, trading exchanges, training, USA PATRIOT Act, variable insurance products, written policies and procedures
BCCP Client Services Portfolio
Carrie F. Rinehart-Bekker May 19, 2019 May 19, 2019 alternative trading systems, AML, ATS, bitcoin, blockchain, BSA, Compliance, consulting, crypto, FinCEN, FINRA, fintech, ICOs, licensing, MSB, registration, risk management, SEC, smart contracts, state, training
HCWG Training Program Project Plan (Draft – Not Complete)

Introduction Objective To develop standards and content to deploy a Blockchain Healthcare Certification Program Management Approach The team is led by a committee of three GBA…

Gerard December 15, 2018 May 2, 2019
The origin of private online transactions

NewsPeek was the first digital newspaper created in 1981 at what was to later become the M.I.T. Media Lab. Some excerpts from the thesis introduction:…

Fen Labalme February 19, 2019 April 9, 2019 economy, encryption, personalization, privacy, reputation
Cyber Security Course Development Team

Greetings! My name is Ron Clement, and I will be leading the effort to build a cyber security course offering.  I currently reside in Charlotte,…

Ron Clement January 27, 2019 April 9, 2019

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